Brokerage
CIM Securities provides transaction-based brokerage services to institutional clients in connection with capital raising and securities transactions. The firm acts solely in a broker-dealer capacity and does not provide investment advice.
Private Placements
Acting as placement agent or finder in connection with private securities offerings, subject to applicable exemptions and regulatory requirements.
Capital Markets Transactions
Acting as placement agent or finder in connection with private securities offerings, subject to applicable exemptions and regulatory requirements.
Institutional Coverage
Maintaining relationships with institutional investors for the purpose of facilitating securities transactions.
Explicit Exclusions
CIM Securities does not provide investment advisory, valuation, fairness opinion, or portfolio management services.
CIM Securities professionals act in registered representative or supervisory capacities in connection with the firm’s broker-dealer activities.
CIM Securities’ Investment Banking group is focused on developing long-term relationships with senior management teams and significant stakeholders of micro-cap and small-cap market companies. Consistent with CIM Securities’ mission, the Investment Banking group seeks to deliver value-added solutions with a focus on the needs of its clients through experience, execution and accountability in the areas of capital raising and strategic advisory. The CIM Securities’ team is comprised of senior level professionals with extensive experience in terms of years, transactions and capital raised. CIM Securities’ has an extensive syndicate team.
Our Focus

Contact CIM Securities to discuss transaction-based brokerage services.
Contact Info
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