About Us

CIM Securities is an independent investment bank that serves micro-cap and small-cap companies by providing capital raising solutions and also merger and acquisition services for companies seeking growth capital or services. CIM Securities also caters to individual investors providing comprehensive brokerage and money management solutions. CIM Securities provides institutional investors and individual investors periodic opportunities to participate in public offerings and private placements of public or private companies.

Our Mission

Our Mission is to provide value-added solutions to middle market companies and their investors to help them achieve their goals. We believe that our structure, size, and focus enable us to differentiate ourselves by providing superior service, advice, and execution for our clients.

Our Values

The success of our clients is our highest priority. We succeed when our clients succeed. We value our clients and put their focus above all else. We have an old fashioned approach to doing business. We stay with our clients until the job is done.

Our Expertise

Mergers and Acquisitions, Equity Financing Solutions (IPO’s, Follow-ons, PIPEs, Registered Directs, Private Placements, Convertibles and other Equity-linked Securities), Debt Financing Solutions (Bank Debt, High Yield, Private Debt), and Investor Relations Consulting (Introductions of Institutional Investors, Individuals, and other Broker Dealers


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Chief Compliance Officer

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VP of Investment Banking & Capital Markets

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CEO and Head of Investment Banking

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Investment Banking Representative

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Registered Principal



CIM Securities’ Investment Banking group is focused on developing long-term relationships with senior management teams and significant stakeholders of micro-cap and small-cap market companies. Consistent with CIM Securities’ mission, the Investment Banking group seeks to deliver value-added solutions with a focus on the needs of its clients through experience, execution and accountability in the areas of capital raising and strategic advisory. The CIM Securities’ team is comprised of senior level professionals with extensive experience in terms of years, transactions and capital raised. CIM Securities’ has an extensive syndicate team.

Our Focus

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CIM Securities provides growth capital to early and expansion-stage companies through Choice Investment Management the parent company of CIM Securities. Choice Investment Management invests in private and public securities through internally managed funds. Choice leverages its broad experience, team-oriented approach and partner network to give entrepreneurs advice, support and a competitive edge beyond just capital. Choice seeks to capitalize on significant trends that create attractive investment opportunities. Choice makes investments of $1 to $5 million in early and expansion stage companies. Choice takes an active role in the growth of portfolio companies.
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